Moreadith Randall's Form 4 filing
Serina Therapeutics, Inc. (SER) · filed Aug 20, 2025
- Accession no.
- 0001708599-25-000097
- Filed
- Aug 20, 2025, 5:13 PM ET
- Trade date
- Aug 18-20, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $22.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moreadith RandallCIK 0001301120 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2025 | Common Stock | MOption exerciseAcquired | +2,227 | $0.06 | +$133.62 | 2,227 | Direct | |
| Aug 18, 2025 | Common Stock | SSaleDisposed | −2,227 | $5.25 | −$11,691.75 | 0 | Direct | |
| Aug 20, 2025 | Common Stock | MOption exerciseAcquired | +2,077 | $0.06 | +$124.62 | 2,077 | Direct | |
| Aug 20, 2025 | Common Stock | SSaleDisposed | −2,077 | $5.10 | −$10,592.7 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2025 | Common Stock | MOption exerciseDisposed | −2,227 | $0.00 | $0 | 471,263 | Direct | |
| Aug 20, 2025 | Common Stock | MOption exerciseDisposed | −2,077 | $0.00 | $0 | 469,186 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.