Landry Robert E's Form 4 filing
Regeneron Pharmaceuticals, Inc. (REGN) · filed Dec 10, 2021
- Accession no.
- 0001708138-21-000096
- Filed
- Dec 10, 2021
- Trade date
- Dec 8-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 2 derivative transactions. Open-market sales total $520.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Landry Robert ECIK 0001585160 | Officer (EVP Finance CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | AGrant or awardAcquired | +3,971 | $0.00 | $0 | 29,957 | Direct | |
| Dec 9, 2021 | Common Stock | MOption exerciseAcquired | +4,250 | $399.66 | +$1,698,555 | 34,207 | Direct | |
| Dec 9, 2021 | Common Stock | FTax withholdingDisposed | −3,469 | $657.11 | −$2,279,514.59 | 30,738 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −2 | $656.46 | −$1,312.92 | 30,736 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −50 | $657.53F3 | −$32,876.5 | 30,686 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −11 | $658.52F4 | −$7,243.72 | 30,675 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −4 | $659.49F5 | −$2,637.96 | 30,671 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −25 | $661.48F6 | −$16,537 | 30,646 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −123 | $662.06F7 | −$81,433.38 | 30,523 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −19 | $663.41F8 | −$12,604.79 | 30,504 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −15 | $664.71 | −$9,970.65 | 30,489 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −18 | $665.44F9 | −$11,977.92 | 30,471 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −68 | $666.19 | −$45,300.92 | 30,403 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −7 | $667.80F10 | −$4,674.6 | 30,396 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −178 | $668.21F11 | −$118,941.38 | 30,218 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −130 | $669.48F12 | −$87,032.4 | 30,088 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −58 | $670.13F13 | −$38,867.54 | 30,030 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −14 | $671.42F14 | −$9,399.88 | 30,016 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −59 | $672.30 | −$39,665.7 | 29,957 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseDisposed | −4,250 | $0.00 | $0 | 17,000 | Direct | |
| Dec 8, 2021 | Common Stock | AGrant or awardAcquired | +16,958 | $0.00 | $0 | 16,958 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents volume-weighted average price of sales of 50 shares of Company stock on December 10, 2021 at prices ranging from $657.19 to $657.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents volume-weighted average price of sales of 11 shares of Company stock on December 10, 2021 at prices ranging from $658.10 to $658.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents volume-weighted average price of sales of 4 shares of Company stock on December 10, 2021 at prices ranging from $659.36 to $659.61. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents volume-weighted average price of sales of 25 shares of Company stock on December 10, 2021 at prices ranging from $661.26 to $661.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents volume-weighted average price of sales of 123 shares of Company stock on December 10, 2021 at prices ranging from $662.06 to $662.17. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents volume-weighted average price of sales of 19 shares of Company stock on December 10, 2021 at prices ranging from $663.16 to $663.53. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents volume-weighted average price of sales of 18 shares of Company stock on December 10, 2021 at prices ranging from $665.20 to $665.61. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents volume-weighted average price of sales of 7 shares of Company stock on December 10, 2021 at prices ranging from $667.39 to $667.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents volume-weighted average price of sales of 178 shares of Company stock on December 10, 2021 at prices ranging from $668.10 to $668.50. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Represents volume-weighted average price of sales of 130 shares of Company stock on December 10, 2021 at prices ranging from $669.43 to $669.75. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Represents volume-weighted average price of sales of 58 shares of Company stock on December 10, 2021 at prices ranging from $670.12 to $670.62. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Represents volume-weighted average price of sales of 14 shares of Company stock on December 10, 2021 at prices ranging from $671.42 to $671.43. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.