Murphy Andrew J's Form 4 filing
Regeneron Pharmaceuticals, Inc. (REGN) · filed Nov 17, 2021
- Accession no.
- 0001708138-21-000086
- Filed
- Nov 17, 2021
- Trade date
- Aug 16-Nov 16, 2021
- Filing delay
- 93 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.64M. It was filed 93 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murphy Andrew JCIK 0001796226 | Officer (EVP Research) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | GGiftDisposed | −1,645 | $0.00 | $0 | 55,705 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +16,579 | $52.03 | +$862,605.37 | 72,284 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −9,412 | $641.50 | −$6,037,798 | 62,872 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −465 | $642.76F2 | −$298,883.4 | 62,407 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −924 | $643.42F3 | −$594,520.08 | 61,483 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,106 | $644.71F4 | −$713,049.26 | 60,377 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,640 | $645.41F5 | −$1,058,472.4 | 58,737 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −557 | $646.52F6 | −$360,111.64 | 58,180 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −844 | $647.39F7 | −$546,397.16 | 57,336 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −86 | $648.20F8 | −$55,745.2 | 57,250 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −5 | $649.26 | −$3,246.3 | 57,245 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −296 | $651.42F9 | −$192,820.32 | 56,949 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −133 | $652.24F10 | −$86,747.92 | 56,816 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −454 | $653.31F11 | −$296,602.74 | 56,362 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −198 | $654.34F12 | −$129,559.32 | 56,164 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −92 | $655.30F13 | −$60,287.6 | 56,072 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −74 | $657.46 | −$48,652.04 | 55,998 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −71 | $658.56 | −$46,757.76 | 55,927 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −155 | $659.15F14 | −$102,168.25 | 55,772 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −67 | $660.32 | −$44,241.44 | 55,705 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −16,579 | $0.00 | $0 | 16,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents volume-weighted average price of sales of 465 shares of Company stock on November 16, 2021 at prices ranging from $642.35 to $642.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents volume-weighted average price of sales of 924 shares of Company stock on November 16, 2021 at prices ranging from $643.07 to $643.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents volume-weighted average price of sales of 1,106 shares of Company stock on November 16, 2021 at prices ranging from $644.24 to $644.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents volume-weighted average price of sales of 1,640 shares of Company stock on November 16, 2021 at prices ranging from $645.01 to $645.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents volume-weighted average price of sales of 557 shares of Company stock on November 16, 2021 at prices ranging from $646.12 to $646.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents volume-weighted average price of sales of 844 shares of Company stock on November 16, 2021 at prices ranging from $647.09 to $647.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents volume-weighted average price of sales of 86 shares of Company stock on November 16, 2021 at prices ranging from $648.15 to $648.77. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents volume-weighted average price of sales of 296 shares of Company stock on November 16, 2021 at prices ranging from $651.00 to $651.79. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents volume-weighted average price of sales of 133 shares of Company stock on November 16, 2021 at prices ranging from $652.22 to $652.40. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents volume-weighted average price of sales of 454 shares of Company stock on November 16, 2021 at prices ranging from $653.04 to $653.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Represents volume-weighted average price of sales of 198 shares of Company stock on November 16, 2021 at prices ranging from $654.07 to $654.81. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Represents volume-weighted average price of sales of 92 shares of Company stock on November 16, 2021 at prices ranging from $655.20 to $655.31. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Represents volume-weighted average price of sales of 155 shares of Company stock on November 16, 2021 at prices ranging from $659.01 to $659.30. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.