Van Plew Daniel P's Form 4 filing
Regeneron Pharmaceuticals, Inc. (REGN) · filed Aug 10, 2021
- Accession no.
- 0001708138-21-000049
- Filed
- Aug 10, 2021
- Trade date
- Aug 9-10, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.04M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Van Plew Daniel PCIK 0001411984 | Officer (EVP & General Mgr, Industrial) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $270.43 | +$6,760,750 | 51,931 | Direct | |
| Aug 9, 2021 | Common Stock | FTax withholdingDisposed | −18,397 | $617.68 | −$11,363,458.96 | 33,534 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −244 | $606.50F1 | −$147,986 | 33,290 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −762 | $607.21F2 | −$462,694.02 | 32,528 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −697 | $608.50F3 | −$424,124.5 | 31,831 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −200 | $609.25F4 | −$121,850 | 31,631 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −100 | $610.81 | −$61,081 | 31,531 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −400 | $611.57F5 | −$244,628 | 31,131 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −900 | $612.45F6 | −$551,205 | 30,231 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −1,600 | $613.34F7 | −$981,344 | 28,631 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −1,120 | $614.33F8 | −$688,049.6 | 27,511 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −280 | $615.22F9 | −$172,261.6 | 27,231 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −300 | $616.27F10 | −$184,881 | 26,931 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 25,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents volume-weighted average price of sales of 244 shares of Company stock on August 10, 2021 at prices ranging from $606.32 to $606.62. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents volume-weighted average price of sales of 762 shares of Company stock on August 10, 2021 at prices ranging from $607.00 to $607.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents volume-weighted average price of sales of 697 shares of Company stock on August 10, 2021 at prices ranging from $608.17 to $608.61. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents volume-weighted average price of sales of 200 shares of Company stock on August 10, 2021 at prices ranging from $609.21 to $609.29. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents volume-weighted average price of sales of 400 shares of Company stock on August 10, 2021 at prices ranging from $611.22 to $611.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents volume-weighted average price of sales of 900 shares of Company stock on August 10, 2021 at prices ranging from $612.03 to $612.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents volume-weighted average price of sales of 1,600 shares of Company stock on August 10, 2021 at prices ranging from $613.07 to $613.78. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents volume-weighted average price of sales of 1,120 shares of Company stock on August 10, 2021 at prices ranging from $614.08 to $614.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents volume-weighted average price of sales of 280 shares of Company stock on August 10, 2021 at prices ranging from $615.00 to $615.45. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents volume-weighted average price of sales of 300 shares of Company stock on August 10, 2021 at prices ranging from $616.01 to $616.51. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 10, 2021 at each separate price.
Referenced by the price of 1 transaction in Table I.