Durbin Sean's Form 4/A amendment
AmendedLinde PLC (LIN) · filed Aug 23, 2024
- Accession no.
- 0001707925-24-000098
- Filed
- Aug 23, 2024
- Trade date
- Aug 16, 2024
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 16, 2024
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.90M. It was filed 7 days after the trade.
This amendment replaces 0001707925-24-000094 (filed Aug 20, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Durbin SeanCIK 0001850358 | Officer (Executive VP, North America) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2024 | Ordinary Shares | MOption exerciseAcquired | +12,170 | $154.00 | +$1,874,180 | 20,320.57 | Direct | |
| Aug 16, 2024 | Ordinary Shares | FTax withholdingDisposed | −8,001 | $456.48 | −$3,652,296.48 | 12,319.57 | Direct | |
| Aug 16, 2024 | Ordinary Shares | SSaleDisposed | −4,169 | $456.42 | −$1,902,814.98 | 8,150.57 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2024 | Ordinary Shares | MOption exerciseDisposed | −12,170 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of common stock withheld from the payout to cover tax withholdings.
- F2
Restricted Stock Units that will vest in full and payout on or about March 7, 2027 in Linde plc Ordinary Shares on a one-for-one basis.
- F3
Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
- F4
Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis
- F5
This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
- F6
This option vests over three years in three consecutive equal annual installments beginning on March 7, 2025.
- F7
The sole purpose of this Form 4 amendment is to correct the number of stock options granted on March 7, 2024, originally reported as "9,510" on Form 4 filed March 11, 2024 and to delete the reference to stock options in the amount of 5,945 granted February 28, 2017, which were exercised in full on March 3, 2023. All other information previously reported remains the same.
- F8
This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
- F9
This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
- F10
This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
- F11
This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
- F12
This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
- F13
Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
- F14
Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.