Lynch Mark Steven's Form 4 filing
Appian CorpAPPN · filed Mar 3, 2026
- Accession no.
- 0001707384-26-000004
- Filed
- Mar 3, 2026
- Trade date
- Mar 3, 2026
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 6 derivative transactions. Open-market sales total $257.3K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Mark StevenCIK 0001707384 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2026 | Class A Common Stock | CConversionAcquired | +9,430 | $9.46F2,F3 | +$89,207.8 | 53,398 | Direct | |
| Mar 3, 2026 | Class A Common Stock | CConversionAcquired | +100 | $12.00F2,F3 | +$1,200 | 53,498 | Direct | |
| Mar 3, 2026 | Class A Common Stock | SSaleDisposed | −9,530 | $27.00 | −$257,310 | 43,968 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2026 | Class B Common Stock | MOption exerciseDisposed | −9,430 | $0.00 | $0 | 0 | Direct | |
| Mar 3, 2026 | Class A Common Stock | MOption exerciseAcquired | +9,430 | $9.46 | +$89,207.8 | 9,430 | Direct | |
| Mar 3, 2026 | Class A Common Stock | CConversionDisposed | −9,430 | $0.00 | $0 | 0 | Direct | |
| Mar 3, 2026 | Class B Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 0 | Direct | |
| Mar 3, 2026 | Class A Common Stock | MOption exerciseAcquired | +100 | $12.00 | +$1,200 | 100 | Direct | |
| Mar 3, 2026 | Class A Common Stock | CConversionDisposed | −100 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
(continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
Referenced by the price of 2 transactions in Table I.
- F3
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
Referenced by the price of 2 transactions in Table I.