Crawford Peter B.'s Form 4 filing
Schwab Charles Corp (SCHW) · filed Apr 18, 2024
- Accession no.
- 0001706835-24-000009
- Filed
- Apr 18, 2024
- Trade date
- Apr 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $836.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crawford Peter B.CIK 0001706835 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 16, 2024 | Common Stock | SSaleDisposed | −6,114 | $71.02F1 | −$434,216.28 | 60,567 | Indirect | |
| Apr 18, 2024 | Common Stock | MOption exerciseAcquired | +5,482 | $28.44 | +$155,908.08 | 0 | Direct | |
| Apr 18, 2024 | Common Stock | SSaleDisposed | −5,482 | $73.46 | −$402,707.72 | 60,567 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2024 | Common Stock | MOption exerciseDisposed | −5,482 | $0.00 | $0 | 5,481 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $71.005 to $71.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.