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Pollitzer Adam's Form 4 filing

NMI Holdings, Inc. (NMIH) · filed Sep 9, 2026

Accession no.
0001706001-26-000009
Filed
Sep 9, 2026, 8:55 PM ET
Trade date
Sep 4, 2026
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pollitzer AdamCIK 0001706001Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 4, 2026Common Shares, $0.01 par value per shareMOption exerciseAcquired+16,264$18.70+$304,136.8286,531Direct
Sep 4, 2026Common Shares, $0.01 par value per shareMOption exerciseAcquired+19,435$16.00+$310,960305,966Direct
Sep 4, 2026Common Shares, $0.01 par value per shareMOption exerciseAcquired+25,426$22.19+$564,202.94331,392Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 4, 2026Common Shares, $0.01 par value per shareMOption exerciseDisposed−16,264$0.00$00Direct
Sep 4, 2026Common Shares, $0.01 par value per shareMOption exerciseDisposed−19,435$0.00$00Direct
Sep 4, 2026Common Shares, $0.01 par value per shareMOption exerciseDisposed−25,426$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)