Oddie Andrew David's Form 4 filing
Funko, Inc. (FNKO) · filed Sep 17, 2024
- Accession no.
- 0001704711-24-000142
- Filed
- Sep 17, 2024
- Trade date
- Sep 13-16, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $70.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oddie Andrew DavidCIK 0001926483 | Officer (CHIEF COMMERCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2024 | CLASS A COMMON STOCK | MOption exerciseAcquired | +5,531 | $4.01 | +$22,179.31 | 45,903 | Direct | |
| Sep 13, 2024 | CLASS A COMMON STOCK | SSaleDisposed | −5,531 | $12.00 | −$66,372 | 40,372 | Direct | |
| Sep 16, 2024 | CLASS A COMMON STOCK | MOption exerciseAcquired | +300 | $4.01 | +$1,203 | 40,672 | Direct | |
| Sep 16, 2024 | CLASS A COMMON STOCK | SSaleDisposed | −300 | $12.04 | −$3,612 | 40,372 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2024 | CLASS A COMMON STOCK | MOption exerciseDisposed | −5,531 | $0.00 | $0 | 32,982 | Direct | |
| Sep 16, 2024 | CLASS A COMMON STOCK | MOption exerciseDisposed | −300 | $0.00 | $0 | 32,682 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.