Le Pendeven Yves's Form 4 filing
Funko, Inc. (FNKO) · filed May 1, 2024
- Accession no.
- 0001704711-24-000060
- Filed
- May 1, 2024
- Trade date
- Apr 29-30, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $523.6. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Le Pendeven YvesCIK 0002014560 | Officer (Acting CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 29, 2024 | CLASS A COMMON STOCK | MOption exerciseAcquired | +317 | $0.00F1 | $0 | 28,936 | Direct | |
| Apr 30, 2024 | CLASS A COMMON STOCK | SSaleDisposed | −88 | $5.95 | −$523.6 | 28,848 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 29, 2024 | CLASS A COMMON STOCK | MOption exerciseDisposed | −317 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
Referenced by the price of 1 transaction in Table I.