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Scalzo Joseph's Form 4 filing

Simply Good Foods Co (SMPL) · filed Apr 20, 2022

Accession no.
0001702744-22-000032
Filed
Apr 20, 2022
Trade date
Apr 19, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.47M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Scalzo JosephCIK 0001203096Director, Officer (CEO and President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 19, 2022Common StockMOption exerciseAcquired+100,000$12.00+$1,200,000145,555Direct
Apr 19, 2022Common StockSSaleDisposed−100,000$44.69−$4,469,00045,555Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 19, 2022Common StockMOption exerciseDisposed−100,000$12.00−$1,200,0001,000,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)