Partners Group Finance USD IC Ltd's Form 4 filing
Partners Group Private Equity Fund, LLC · filed Jul 30, 2021
- Accession no.
- 0001702074-21-000007
- Filed
- Jul 30, 2021
- Trade date
- Jul 1, 2021
- Filing delay
- 29 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $18.4M. It was filed 29 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Partners Group Finance USD IC LtdCIK 0001702074 | Other: Affiliate of the Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Limited Liability Company Shares, Class I | SSaleDisposed | −2,381,635.89 | $7.73 | −$18,410,045.43 | 0 | Direct | |
| Jul 1, 2021 | Limited Liability Company Shares, Class A | SSaleDisposed | −1,527.24 | $7.59 | −$11,591.75 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.