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Borras Maria C's Form 4 filing

Baker Hughes Co (BKR) · filed Jan 28, 2025

Accession no.
0001701605-25-000011
Filed
Jan 28, 2025
Trade date
Jan 24-28, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.28M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Borras Maria CCIK 0001588503Officer (EVP, Oilfield Services & Equip)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 24, 2025Class A Common StockMOption exerciseAcquired+16,584–F1–108,619Direct
Jan 24, 2025Class A Common StockFTax withholdingDisposed−4,161$45.55−$189,533.55104,458Direct
Jan 27, 2025Class A Common StockMOption exerciseAcquired+17,902–F1–122,360Direct
Jan 27, 2025Class A Common StockFTax withholdingDisposed−7,045$43.55−$306,809.75115,315Direct
Jan 27, 2025Class A Common StockMOption exerciseAcquired+107,411–F1–222,726Direct
Jan 27, 2025Class A Common StockFTax withholdingDisposed−41,424$43.55−$1,804,015.2181,302Direct
Jan 27, 2025Class A Common StockSSaleDisposed−8,000$44.77−$358,160173,302Direct
Jan 28, 2025Class A Common StockSSaleDisposed−67,250$43.48−$2,924,030106,052Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 24, 2025Class A Common StockMOption exerciseDisposed−16,584–F1–16,584Direct
Jan 27, 2025Class A Common StockMOption exerciseDisposed−17,902–F1–0Direct
Jan 27, 2025Class A Common StockMOption exerciseDisposed−107,411–F1–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)