Borras Maria C's Form 4 filing
Baker Hughes Co (BKR) · filed Feb 1, 2023
- Accession no.
- 0001701605-23-000030
- Filed
- Feb 1, 2023
- Trade date
- Jan 30-31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $303.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Borras Maria CCIK 0001588503 | Officer (EVP, Oilfield Services & Equip) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2023 | Class A Common Stock | MOption exerciseAcquired | +20,226 | –F1 | – | 67,423 | Direct | |
| Jan 30, 2023 | Class A Common Stock | FTax withholdingDisposed | −7,960 | $31.02 | −$246,919.2 | 59,463 | Direct | |
| Jan 31, 2023 | Class A Common Stock | MOption exerciseAcquired | +9,811 | $22.98 | +$225,456.78 | 69,274 | Direct | |
| Jan 31, 2023 | Class A Common Stock | SSaleDisposed | −9,811 | $30.93 | −$303,454.23 | 59,463 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2023 | Class A Common Stock | MOption exerciseDisposed | −20,226 | $0.00 | $0 | 20,227 | Direct | |
| Jan 31, 2023 | Class A Common Stock | DReturned to the companyDisposed | −9,811 | $0.00 | $0 | 49,051 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
Referenced by the price of 1 transaction in Table I.