Saunders Neil's Form 4 filing
Baker Hughes Co (BKR) · filed Nov 9, 2022
- Accession no.
- 0001701605-22-000161
- Filed
- Nov 9, 2022
- Trade date
- Nov 8, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.63M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saunders NeilCIK 0001709933 | Officer (EVP, Oilfield Equipment) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Class A Common Stock | MOption exerciseAcquired | +78,492 | $22.98 | +$1,803,746.16 | 172,909 | Direct | |
| Nov 8, 2022 | Class A Common Stock | SSaleDisposed | −118,492 | $30.64F1 | −$3,630,594.88 | 54,417 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Class A Common Stock | MOption exerciseDisposed | −78,492 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.895, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney