Fiorentino Michele's Form 4 filing
Baker Hughes Co (BKR) · filed Feb 1, 2022
- Accession no.
- 0001701605-22-000034
- Filed
- Feb 1, 2022
- Trade date
- Jan 28-31, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $300.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fiorentino MicheleCIK 0001812412 | Officer (EVP, Strategy & Business Dev) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Class A Common Stock | MOption exerciseAcquired | +13,348 | –F1 | – | 21,267 | Direct | |
| Jan 28, 2022 | Class A Common Stock | FTax withholdingDisposed | −6,274 | $27.16 | −$170,401.84 | 14,993 | Direct | |
| Jan 31, 2022 | Class A Common Stock | SSaleDisposed | −10,838 | $27.68F2 | −$299,995.84 | 4,155 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Class A Common Stock | MOption exerciseDisposed | −13,348 | $0.00 | $0 | 26,700 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.65 to $27.70, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.
Referenced by the price of 1 transaction in Table I.