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Camilleri Kurt's Form 4 filing

Baker Hughes Co (BKR) · filed Feb 1, 2022

Accession no.
0001701605-22-000032
Filed
Feb 1, 2022
Trade date
Jan 28-31, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $582.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Camilleri KurtCIK 0001710299Officer (SVP/Controller/Chief Acctg Off)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 28, 2022Class A Common StockMOption exerciseAcquired+5,865–F1–11,642Direct
Jan 28, 2022Class A Common StockFTax withholdingDisposed−2,757$27.16−$74,880.128,885Direct
Jan 31, 2022Class A Common StockMOption exerciseAcquired+14,128$22.98+$324,661.4423,013Direct
Jan 31, 2022Class A Common StockSSaleDisposed−21,423$27.18F2−$582,277.141,590Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 28, 2022Class A Common StockMOption exerciseDisposed−5,865$0.00$011,732Direct
Jan 31, 2022Class A Common StockMOption exerciseDisposed−14,128$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.16 to $27.202, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)