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Denbaars Steven's Form 4/A amendment

Amended

Aeluma, Inc. (ALMU) · filed Aug 28, 2026

Accession no.
0001700533-26-000013
Filed
Aug 28, 2026, 5:54 PM ET
Trade date
Aug 26-27, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked
Original filed
Aug 28, 2026

This filing lists 2 non-derivative transactions. Open-market sales total $345.7K. It was filed 2 days after the trade.

This amendment replaces 0001700533-26-000011 (filed Aug 28, 2026).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Denbaars StevenCIK 0001700533Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 26, 2026Common StockSSaleDisposed−12,500$13.84F2−$173,043.75357,709Direct
Aug 27, 2026Common StockSSaleDisposed−12,500$13.82F3−$172,697.5345,209Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F2

The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.57 to $14.40, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.59 to $14.35, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

Amended solely to include details of Rule 10b5-1 plan unintentionally omitted from original filing.

Read the full filing on SEC EDGAR (opens in a new tab)