Colpitts Bernard Raymond Jr's Form 4 filing
Advanced Energy Industries Inc (AEIS) · filed Mar 3, 2026
- Accession no.
- 0001699662-26-000002
- Filed
- Mar 3, 2026
- Trade date
- Mar 1-3, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $359.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Colpitts Bernard Raymond JrCIK 0001699662 | Officer (SVP, Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2026 | Common Stock | MOption exerciseAcquired | +979 | – | – | 2,626 | Direct | |
| Mar 1, 2026 | Common Stock | MOption exerciseAcquired | +983 | – | – | 3,609 | Direct | |
| Mar 1, 2026 | Common Stock | FTax withholdingDisposed | −858 | $335.57 | −$287,919.06 | 2,751 | Direct | |
| Mar 3, 2026 | Common Stock | SSaleDisposed | −1,104 | $325.60 | −$359,462.4 | 1,647 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2026 | Common Stock | MOption exerciseDisposed | −979 | $0.00 | $0 | 979 | Direct | |
| Mar 1, 2026 | Common Stock | MOption exerciseDisposed | −983 | $0.00 | $0 | 1,966 | Direct | |
| Mar 1, 2026 | Common Stock | AGrant or awardAcquired | +1,328 | $0.00 | $0 | 1,328 | Direct | |
| Mar 1, 2026 | Common Stock | AGrant or awardAcquired | +1,327 | $0.00 | $0 | 1,327 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.