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Handman Christopher T.'s Form 4 filing

Roku, Inc (ROKU) · filed Sep 3, 2026

Accession no.
0001699291-26-000008
Filed
Sep 3, 2026, 7:46 PM ET
Trade date
Sep 1-2, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $466.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Handman Christopher T.CIK 0001699291Officer (SVP & General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2026Class A Common StockMOption exerciseAcquired+11,898$0.00$017,896Direct
Sep 1, 2026Class A Common StockFTax withholdingDisposed−5,900$155.53−$917,62711,996Direct
Sep 2, 2026Class A Common StockSSaleDisposed−2,999$155.64−$466,764.368,997Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2026Class A Common StockMOption exerciseDisposed−11,898$0.00$059,492Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)