Rothstein Bruce M's Form 4 filing
Cactus, Inc.WHD · filed Aug 23, 2023
- Accession no.
- 0001699136-23-000111
- Filed
- Aug 23, 2023
- Trade date
- Aug 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.30M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothstein Bruce MCIK 0001501970 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2023 | Class B Common Stock | DReturned to the companyDisposed | −5,000 | –F1 | – | 22,796 | Direct | |
| Aug 21, 2023 | Class A Common Stock | JOtherAcquired | +5,000 | –F1 | – | 15,140 | Direct | |
| Aug 21, 2023 | Class A Common Stock | SSaleDisposed | −5,000 | $51.01 | −$255,050 | 10,140 | Direct | |
| Aug 21, 2023 | Class B Common Stock | DReturned to the companyDisposed | −40,000 | –F2 | – | 145,110 | Indirect | |
| Aug 21, 2023 | Class A Common Stock | JOtherAcquired | +40,000 | –F2 | – | 40,000 | Indirect | |
| Aug 21, 2023 | Class A Common Stock | SSaleDisposed | −40,000 | $51.01 | −$2,040,400 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On August 21, 2023, the Reporting Person redeemed 5,000 units representing limited liability interests ("Units") in Cactus Companies, LLC ("Cactus Companies") pursuant to the Amended and Restated Limited Liability Company Operating Agreement of Cactus Companies (the "Cactus Companies LLC Agreement"). In connection with this redemption, Cactus Companies cancelled 5,000 Units, and Cactus, Inc (the "Company") cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 5,000 shares of Class A Common Stock.
Referenced by the price of 2 transactions in Table I and 1 transaction in Table II.
- F2
On August 21, 2023, the Reporting Person redeemed 40,000 units representing limited liability interests ("Units") in Cactus Companies, LLC ("Cactus Companies") pursuant to the Amended and Restated Limited Liability Company Operating Agreement of Cactus Companies (the "Cactus Companies LLC Agreement"). In connection with this redemption, Cactus Companies cancelled 40,000 Units, and Cactus, Inc (the "Company") cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 40,000 shares of Class A Common Stock.
Referenced by the price of 2 transactions in Table I and 1 transaction in Table II.