Lee Brian J's Form 4 filing
Goldman Sachs Group Inc (GS) · filed Jan 19, 2024
- Accession no.
- 0001698554-24-000002
- Filed
- Jan 19, 2024
- Trade date
- Jan 17, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $3.57M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Brian JCIK 0001698554 | Officer (Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,000 | $376.39F1 | −$1,129,170 | 10,121 | Direct | |
| Jan 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,500 | $375.23F2 | −$938,075 | 18,308 | Indirect | |
| Jan 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −4,000 | $376.03F4 | −$1,504,120 | 14,308 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $376.39 per share, at prices ranging from $376.09 to $376.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $375.23 per share, at prices ranging from $374.74 to $375.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $376.03 per share, at prices ranging from $375.75 to $376.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.