Burke Kate C's Form 4 filing
Alliancebernstein Holding L.P.AB · filed Aug 14, 2023
- Accession no.
- 0001698316-23-000005
- Filed
- Aug 14, 2023
- Trade date
- Aug 10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction. Open-market sales total $147.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burke Kate CCIK 0001698316 | Officer (Former COO & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2023 | AB Holding Units | SSaleDisposed | −5,000 | $29.56F3 | −$147,800 | 110,205 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Ms. Burke sold 5,000 AB Holding Units at prices ranging from $29.44 to $29.85 per Unit. The price set forth in the table is the weighted average of her sales at these prices.
Referenced by the price of 1 transaction in Table I.