Grogan William K's Form 4 filing
Idex Corp (IEX) · filed Feb 13, 2023
- Accession no.
- 0001694002-23-000001
- Filed
- Feb 13, 2023
- Trade date
- Feb 9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $720.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grogan William KCIK 0001694002 | Officer (SVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | COMMON STOCK | MOption exerciseAcquired | +1,798 | $72.73 | +$130,768.54 | 15,662 | Direct | |
| Feb 9, 2023 | COMMON STOCK | MOption exerciseAcquired | +1,383 | $67.49 | +$93,338.67 | 17,045 | Direct | |
| Feb 9, 2023 | COMMON STOCK | SSaleDisposed | −3,181 | $226.36F1 | −$720,051.16 | 13,864 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | COMMON STOCK | MOption exerciseDisposed | −1,798 | $0.00 | $0 | 0 | Direct | |
| Feb 9, 2023 | COMMON STOCK | MOption exerciseDisposed | −1,383 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction was executed in multiple trades at prices ranging from $226.23 to $226.374, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 1 of this Form 4.
Referenced by the price of 1 transaction in Table I.