Grogan William K's Form 4/A amendment
AmendedIdex CorpIEX · filed Oct 31, 2022
- Accession no.
- 0001694002-22-000003
- Filed
- Oct 31, 2022
- Trade date
- Oct 28, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 31, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $42.5K. It was filed 3 days after the trade.
This filing was later replaced by the amendment 0001694002-22-000005 (Nov 1, 2022). Trade tables on this site use the amended version.
This amendment replaces 0001694002-22-000002 (filed Oct 31, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grogan William KCIK 0001694002 | Officer (SVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | COMMON STOCK | MOption exerciseAcquired | +843 | $221.74 | +$186,926.82 | 14,707 | Direct | |
| Oct 28, 2022 | COMMON STOCK | SSaleDisposed | −843 | $50.45 | −$42,529.35 | 13,864 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | COMMON STOCK | MOption exerciseDisposed | −843 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 filed earlier today, 10/31/2022, is being amended by this Form 4 solely to correct an administrative error, which reported Mr. Grogan's ownership incorrectly. Mr. Grogan's ownership after he acquired 843 shares should be 14,707 shares not 128,532 shares.
- F2
The original Form 4 filed earlier today, 10/31/2022, is being amended by this Form 4 solely to correct an administrative error, which reported Mr. Grogan's ownership incorrectly. Mr. Grogan's ownership after he sold 843 shares should be 13,864 shares not 127,689 shares.
- F3
On prior Forms 4, options held by this reporting person were reported on an aggregate basis in Column 9. As of this Form 4, the reporting person is separately reporting in Column 9 the number of options owned of each particular class.