Solomon David M's Form 4 filing
Goldman Sachs Group IncGS · filed Oct 27, 2026
- Accession no.
- 0001693709-26-000011
- Filed
- Oct 27, 2026, 5:12 PM ET
- Trade date
- Oct 23-27, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Solomon David MCIK 0001693709 | Director, Officer (Chairman of the Board and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2026 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +109,896 | –F1 | – | 231,953 | Direct | |
| Oct 23, 2026 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −60,773 | $891.30 | −$54,166,974.9 | 171,180 | Direct | |
| Oct 27, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −9,181 | $910.46F3 | −$8,358,933.26 | 161,999 | Direct | |
| Oct 27, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,382 | $911.49F4 | −$2,171,169.18 | 159,617 | Direct | |
| Oct 27, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −437 | $912.11F5 | −$398,592.07 | 159,180 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2026 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −109,896 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On October 23, 2026, shares of the Issuer's common stock underlying a Shareholder Value Creation Award ("SVC Award"), originally granted in October 2021 in the form of performance-based restricted stock units, were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before October 2027. The delivery reflects the maximum (150%) achievement of pre-established absolute and relative total shareholder return-based performance goals set forth in the SVC Award.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Reflects a weighted average sale price of $910.46 per share, at prices ranging from $910.04 to $911.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $911.49 per share, at prices ranging from $911.04 to $912.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $912.11 per share, at prices ranging from $912.06 to $912.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.