Breaux Paul W.'s Form 4 filing
Carvana Co. (CVNA) · filed Feb 12, 2025
- Accession no.
- 0001690820-25-000063
- Filed
- Feb 12, 2025
- Trade date
- Feb 10-11, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Breaux Paul W.CIK 0001700545 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2025 | Class A Common Stock | MOption exerciseAcquired | +1,362 | $10.07 | +$13,715.34 | 154,602 | Direct | |
| Feb 10, 2025 | Class A Common Stock | SSaleDisposed | −1,362 | $270.08F2 | −$367,848.96 | 153,240 | Direct | |
| Feb 11, 2025 | Class A Common Stock | MOption exerciseAcquired | +38,638 | $10.07 | +$389,084.66 | 191,878 | Direct | |
| Feb 11, 2025 | Class A Common Stock | SSaleDisposed | −28,519 | $270.34F3 | −$7,709,826.46 | 163,359 | Direct | |
| Feb 11, 2025 | Class A Common Stock | SSaleDisposed | −10,119 | $271.15F4 | −$2,743,766.85 | 153,240 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,362 | $0.00 | $0 | 277,972 | Direct | |
| Feb 11, 2025 | Class A Common Stock | MOption exerciseDisposed | −38,638 | $0.00 | $0 | 239,334 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $270.00 to $270.12, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $270.00 to $270.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $271.00 to $271.39, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
Remarks
Vice President, General Counsel, Secretary, and Chief Compliance Officer