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Kingsley Scott Allen's Form 4 filing

NBT Bancorp Inc (NBTB) · filed Jul 30, 2021

Accession no.
0001690001-21-000061
Filed
Jul 30, 2021
Trade date
Jul 28-29, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $200.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kingsley Scott AllenCIK 0001299684Officer (EVP & Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 28, 2021NBT Bancorp Inc. Common StockPPurchaseAcquired+1,500$34.27F1+$51,4055,000Direct
Jul 29, 2021NBT Bancorp Inc. Common StockPPurchaseAcquired+4,235$35.14F2+$148,817.99,235Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The purchase price is an average of 1,500 shares purchased at prices between $34.23 and $34.3078.

Referenced by the price of 1 transaction in Table I.

F2

The purchase price is an average of 4,235 shares purchased at prices between $34.90 and $35.15.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)