Stoecker Dean's Form 4 filing
Alteryx, Inc. (AYX) · filed Jul 2, 2021
- Accession no.
- 0001689923-21-000073
- Filed
- Jul 2, 2021
- Trade date
- Jul 1-2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.68M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stoecker DeanCIK 0001699950 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class A Common Stock | CConversionAcquired | +90,000 | $0.00F2 | $0 | 90,000 | Indirect | |
| Jul 1, 2021 | Class A Common Stock | CConversionAcquired | +30,000 | $0.00F2 | $0 | 30,000 | Indirect | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −5,238 | $83.98F6 | −$439,887.24 | 84,762 | Indirect | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −2,062 | $85.43F7 | −$176,156.66 | 82,700 | Indirect | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −200 | $86.17F8 | −$17,234 | 82,500 | Indirect | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −1,807 | $83.97F10 | −$151,733.79 | 28,193 | Indirect | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −593 | $85.48F11 | −$50,689.64 | 27,600 | Indirect | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −100 | $86.04 | −$8,604 | 27,500 | Indirect | |
| Jul 2, 2021 | Class A Common Stock | SSaleDisposed | −2,500 | $83.75F12 | −$209,375 | 25,000 | Indirect | |
| Jul 2, 2021 | Class A Common Stock | SSaleDisposed | −7,000 | $83.70F13 | −$585,900 | 75,500 | Indirect | |
| Jul 2, 2021 | Class A Common Stock | SSaleDisposed | −500 | $84.23F14 | −$42,115 | 75,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class A Common Stock | CConversionDisposed | −90,000 | $0.00 | $0 | 4,698,655 | Indirect | |
| Jul 1, 2021 | Class A Common Stock | CConversionDisposed | −30,000 | $0.00 | $0 | 1,037,449 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Referenced by the price of 2 transactions in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.91 to $85.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.06 to $86.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.94 to $85.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.20 to $84.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.18 to $84.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.18 to $84.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.