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Finkelstein David L's Form 4 filing

Annaly Capital Management Inc (NLY) · filed Apr 30, 2026

Accession no.
0001688537-26-000009
Filed
Apr 30, 2026
Trade date
Apr 27, 2026
Filing delay
3 daysLate
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction. Open-market sales total $1.14M. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Finkelstein David LCIK 0001688537Director, Officer (CEO and Co-CIO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 27, 2026Common StockSSaleDisposed−50,000$22.88F2−$1,144,000783,763Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $23.00 and the lowest price at which the shares were purchased was $22.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)