Chang Hung-Lun (Fred)'s Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed Jul 23, 2026
- Accession no.
- 0001683168-26-005738
- Filed
- Jul 23, 2026, 5:11 PM ET
- Trade date
- Jul 22, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chang Hung-Lun (Fred)CIK 0001587462 | Officer (*** See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2026 | Common Stock, $.001 par value | FTax withholdingDisposed | −2,674 | $119.26 | −$318,901.24 | 283,450 | Direct | |
| Jul 22, 2026 | Common Stock, $.001 par value | FTax withholdingDisposed | −613 | $119.26 | −$73,106.38 | 282,837 | Direct | |
| Jul 22, 2026 | Common Stock, $.001 par value | FTax withholdingDisposed | −773 | $119.26 | −$92,187.98 | 280,064 | Direct | |
| Jul 22, 2026 | Common Stock, $.001 par value | FTax withholdingDisposed | −616 | $119.26 | −$73,464.16 | 281,448 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
*** Senior Vice President and North America General Manager