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Yeh Shu-Hua (Joshua)'s Form 4 filing

Applied Optoelectronics, Inc. (AAOI) · filed Jul 23, 2026

Accession no.
0001683168-26-005736
Filed
Jul 23, 2026, 5:11 PM ET
Trade date
Jul 21-22, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $154.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yeh Shu-Hua (Joshua)CIK 0001587600Officer (*** See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 21, 2026Common Stock, $.001 par valueSSaleDisposed−1,285$120.02−$154,225.7392,922Direct
Jul 22, 2026Common Stock, $.001 par valueFTax withholdingDisposed−2,553$119.26−$304,470.78390,369Direct
Jul 22, 2026Common Stock, $.001 par valueFTax withholdingDisposed−609$119.26−$72,629.34389,760Direct
Jul 22, 2026Common Stock, $.001 par valueFTax withholdingDisposed−861$119.26−$102,682.86388,899Direct
Jul 22, 2026Common Stock, $.001 par valueFTax withholdingDisposed−686$119.26−$81,812.36388,213Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)