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Kuo David C's Form 4 filing

Applied Optoelectronics, Inc. (AAOI) · filed Jun 16, 2026

Accession no.
0001683168-26-004879
Filed
Jun 16, 2026
Trade date
Jun 12, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $4.87M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kuo David CCIK 0001587422Officer (*** See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2026Common Stock, $.001 par valueFTax withholdingDisposed−19,065$172.78−$3,294,050.7178,305Direct
Jun 12, 2026Common Stock, $.001 par valueSSaleDisposed−29,227$166.53−$4,867,172.31149,078Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)