Yeh Shu-Hua (Joshua)'s Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed May 19, 2026
- Accession no.
- 0001683168-26-004136
- Filed
- May 19, 2026
- Trade date
- May 15-19, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $6.78M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yeh Shu-Hua (Joshua)CIK 0001587600 | Officer (*** See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2026 | Common Stock, $.001 par value | AGrant or awardAcquired | +192,170 | $0.00 | $0 | 509,512 | Direct | |
| May 19, 2026 | Common Stock, $.001 par value | FTax withholdingDisposed | −7,928 | $190.36 | −$1,509,174.08 | 501,584 | Direct | |
| May 19, 2026 | Common Stock, $.001 par value | SSaleDisposed | −39,154 | $173.26 | −$6,783,822.04 | 462,430 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.