Lin Chih-Hsiang (Thompson)'s Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed May 19, 2026
- Accession no.
- 0001683168-26-004134
- Filed
- May 19, 2026
- Trade date
- May 15-19, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $10.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lin Chih-Hsiang (Thompson)CIK 0001587420 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2026 | Common Stock, $.001 par value | AGrant or awardAcquired | +711,743 | $0.00 | $0 | 2,400,348 | Direct | |
| May 19, 2026 | Common Stock, $.001 par value | FTax withholdingDisposed | −86,655 | $190.36 | −$16,495,645.8 | 2,313,693 | Direct | |
| May 19, 2026 | Common Stock, $.001 par value | SSaleDisposed | −58,000 | $173.26 | −$10,049,080 | 2,255,693 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.