Chen Min-Chu (Mike)'s Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed Mar 10, 2026
- Accession no.
- 0001683168-26-001655
- Filed
- Mar 10, 2026
- Trade date
- Mar 6-9, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.20M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chen Min-Chu (Mike)CIK 0001587425 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2026 | Common Stock, $.001 par value | SSaleDisposed | −2,500 | $97.00 | −$242,500 | 20,000 | Indirect | |
| Mar 9, 2026 | Common Stock, $.001 par value | SSaleDisposed | −8,835 | $108.72 | −$960,541.2 | 169,300 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.