Kuo David C's Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed Feb 11, 2026
- Accession no.
- 0001683168-26-000923
- Filed
- Feb 11, 2026
- Trade date
- Feb 9-11, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $1.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kuo David CCIK 0001587422 | Officer (*** See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2026 | Common Stock, $.001 par value | AGrant or awardAcquired | +17,027 | $0.00 | $0 | 131,663 | Direct | |
| Feb 10, 2026 | Common Stock, $.001 par value | SSaleDisposed | −2,533 | $50.00 | −$126,650 | 129,130 | Direct | |
| Feb 11, 2026 | Common Stock, $.001 par value | SSaleDisposed | −17,467 | $50.17 | −$876,319.39 | 111,663 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
***Senior Vice President and Chief Legal Officer