Lee Edward Shihai's Form 4 filing
Focus Universal Inc. (FCUV) · filed Nov 24, 2025
- Accession no.
- 0001683168-25-008658
- Filed
- Nov 24, 2025
- Trade date
- Jan 13-Nov 17, 2025
- Filing delay
- 315 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 315 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Edward ShihaiCIK 0001696946 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2025 | Common Stock | JOtherDisposed | −360,000 | $5.95 | −$2,142,000 | 364,000 | Indirect | |
| Nov 17, 2025 | Common Stock | CConversionAcquired | +550,000 | $3.63 | +$1,996,500 | 1,031,830 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2025 | Common Stock | PPurchaseAcquired | +550,000 | $4.00 | +$2,000,000 | 500,000 | Direct | |
| Nov 17, 2025 | Common Stock | CConversionDisposed | −550,000 | $4.00 | −$2,000,000 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.