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Carroll William C's Form 4 filing

Delta Air Lines, Inc.DAL · filed Oct 17, 2025

Accession no.
0001683168-25-007639
Filed
Oct 17, 2025
Trade date
Oct 15, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $858.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carroll William CCIK 0001777758Officer (SVP, Fin & Controller)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 15, 2025Common StockMOption exerciseAcquired+6,940$50.52+$350,608.822,756Direct
Oct 15, 2025Common StockMOption exerciseAcquired+2,530$58.89+$148,991.725,286Direct
Oct 15, 2025Common StockMOption exerciseAcquired+4,540$39.78+$180,601.229,826Direct
Oct 15, 2025Common StockSSaleDisposed−14,010$61.25F1−$858,112.515,816Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 15, 2025Common StockMOption exerciseDisposed−6,940$0.00$06,940Direct
Oct 15, 2025Common StockMOption exerciseDisposed−2,530$0.00$02,530Direct
Oct 15, 2025Common StockMOption exerciseDisposed−4,540$0.00$04,540Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices of $61.240 and $61.261 per share, respectively. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)