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Lin Chih-Hsiang (Thompson)'s Form 4 filing

Applied Optoelectronics, Inc.AAOI · filed Aug 15, 2025

Accession no.
0001683168-25-006248
Filed
Aug 15, 2025
Trade date
Aug 14, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $174.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lin Chih-Hsiang (Thompson)CIK 0001587420Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 14, 2025Common Stock, $.001 par valuePPurchaseAcquired+5,750$21.62+$124,3151,661,165Indirect
Aug 14, 2025Common Stock, $.001 par valuePPurchaseAcquired+1,405$21.26+$29,870.31,662,570Direct
Aug 14, 2025Common Stock, $.001 par valuePPurchaseAcquired+920$21.60+$19,8721,663,490Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)