Lin Chih-Hsiang (Thompson)'s Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed Aug 14, 2025
- Accession no.
- 0001683168-25-006190
- Filed
- Aug 14, 2025
- Trade date
- Aug 12-13, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $423.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lin Chih-Hsiang (Thompson)CIK 0001587420 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2025 | Common Stock, $.001 par value | PPurchaseAcquired | +6,500 | $23.14 | +$150,410 | 1,643,315 | Indirect | |
| Aug 13, 2025 | Common Stock, $.001 par value | PPurchaseAcquired | +8,850 | $22.53 | +$199,390.5 | 1,652,165 | Direct | |
| Aug 13, 2025 | Common Stock, $.001 par value | PPurchaseAcquired | +3,250 | $22.65 | +$73,612.5 | 1,655,415 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.