Lin Chih-Hsiang (Thompson)'s Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed May 14, 2025
- Accession no.
- 0001683168-25-003569
- Filed
- May 14, 2025
- Trade date
- May 13, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $386.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lin Chih-Hsiang (Thompson)CIK 0001587420 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2025 | Common Stock, $.001 par value | PPurchaseAcquired | +10,200 | $18.24 | +$186,048 | 1,648,025 | Direct | |
| May 13, 2025 | Common Stock, $.001 par value | PPurchaseAcquired | +11,000 | $18.20 | +$200,200 | 1,659,025 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.