Bordes Peter A Jr's Form 4 filing
Collective Audience, Inc. (CAUD) · filed Mar 28, 2025
- Accession no.
- 0001683168-25-002002
- Filed
- Mar 28, 2025, 5:52 PM ET
- Trade date
- Mar 20-28, 2025
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $121.1K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bordes Peter A JrCIK 0001191973 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2025 | Common Stock | SSaleDisposed | −1,211,429 | $0.10 | −$121,142.9 | 0 | Direct | |
| Mar 28, 2025 | Series A Preferred Stock | PPurchaseAcquired | +7,978 | –F1 | – | 7,978 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
7,978 shares of Series A Preferred Stock issuable upon the effectiveness of that certain Certificate of Designation of Series A Preferred Stock of Collective Audience, Inc. (the "Company"), filed with the Delaware Secretary of State on March 28, 2025, in exchange for the cancellation of debt owed by the Company to Peter Bordes in the amount of $300,000 plus accrued interest, under that certain promissory note dated June 30, 2024.
Referenced by the price of 1 transaction in Table I.