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Murry Stefan J.'s Form 4 filing

Applied Optoelectronics, Inc. (AAOI) · filed Jan 23, 2025

Accession no.
0001683168-25-000499
Filed
Jan 23, 2025
Trade date
Jan 21-22, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions. Open-market sales total $80.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Murry Stefan J.CIK 0001587599Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 21, 2025Common Stock, $.001 par valueSSaleDisposed−2,298$35.17−$80,820.66209,831Direct
Jan 22, 2025Common Stock, $.001 par valueFTax withholdingDisposed−1,089$30.15−$32,833.35208,742Direct
Jan 22, 2025Common Stock, $.001 par valueFTax withholdingDisposed−1,474$30.15−$44,441.1207,268Direct
Jan 22, 2025Common Stock, $.001 par valueFTax withholdingDisposed−1,922$30.15−$57,948.3205,346Direct
Jan 22, 2025Common Stock, $.001 par valueFTax withholdingDisposed−3,064$30.15−$92,379.6202,282Direct
Jan 22, 2025Common Stock, $.001 par valueFTax withholdingDisposed−701$30.15−$21,135.15201,581Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)