Carroll William C's Form 4 filing
Delta Air Lines, Inc. (DAL) · filed Jan 21, 2025
- Accession no.
- 0001683168-25-000457
- Filed
- Jan 21, 2025
- Trade date
- Jan 17, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $554.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carroll William CCIK 0001777758 | Officer (SVP, Fin & Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2025 | Common Stock | MOption exerciseAcquired | +8,400 | $58.89 | +$494,676 | 28,156 | Direct | |
| Jan 17, 2025 | Common Stock | SSaleDisposed | −8,400 | $66.02F1 | −$554,568 | 19,756 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2025 | Common Stock | MOption exerciseDisposed | −8,400 | $0.00 | $0 | 5,060 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. The reported shares were sold in two transactions through a broker-dealer at prices of $66.015 and $66.020 per share, respectively. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
Referenced by the price of 1 transaction in Table I.