Chang Hung-Lun (Fred)'s Form 4/A amendment
AmendedApplied Optoelectronics, Inc. (AAOI) · filed Dec 10, 2024
- Accession no.
- 0001683168-24-008605
- Filed
- Dec 10, 2024
- Trade date
- Nov 8-20, 2024
- Filing delay
- 32 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 12, 2024
This filing lists 2 non-derivative transactions. Open-market sales total $822.0K. It was filed 32 days after the trade.
This amendment replaces 0001683168-24-007917 (filed Nov 12, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chang Hung-Lun (Fred)CIK 0001587462 | Officer (*** See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock, $.001 par value | SSaleDisposed | −8,195 | $25.04 | −$205,202.8 | 216,615 | Direct | |
| Nov 20, 2024 | Common Stock, $.001 par value | SSaleDisposed | −20,323 | $30.35 | −$616,803.05 | 196,292 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to address an error in reporting the number of shares sold in a transaction on November 8, 2024 and total number of shares beneficially owned following the transaction.
- F2
This amendment is being filed to address an error in reporting the total number of shares beneficially owned on November 20, 2024.
Remarks
*** Senior Vice President and North America General Manager