Black Richard B's Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed Nov 29, 2024
- Accession no.
- 0001683168-24-008441
- Filed
- Nov 29, 2024
- Trade date
- Nov 26, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $303.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Black Richard BCIK 0001199697 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2024 | Common Stock, $.001 par value | SSaleDisposed | −8,162 | $37.18F1 | −$303,463.16 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold by The Heather B Black Revocable Trust U/A Dtd. July 29, 2015; Heather B Black TTEE. The shares were sold in multiple transactions on November 26, 2024 at an actual sale price ranging from $37.14 to $37.27 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.