Richieri Richard A.'s Form 4 filing
Avid Bioservices, Inc. (CDMO) · filed Jul 16, 2024
- Accession no.
- 0001683168-24-004910
- Filed
- Jul 16, 2024
- Trade date
- Jul 12-15, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.43K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Richieri Richard A.CIK 0001976193 | Officer (Chief Operations Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Common Stock, $0.001 par value | MOption exerciseAcquired | +1,469 | –F1 | – | 34,759 | Direct | |
| Jul 15, 2024 | Common Stock, $0.001 par value | SSaleDisposed | −530 | $8.36 | −$4,430.8 | 34,229 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Common Stock | MOption exerciseDisposed | −1,469 | $0.00 | $0 | 128,528 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each performance stock unit ("PSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
Referenced by the price of 1 transaction in Table I.