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Bunting Eric's Form 4 filing

QS Energy, Inc. (QSEP) · filed Feb 13, 2024

Accession no.
0001683168-24-000913
Filed
Feb 13, 2024, 3:39 PM ET
Trade date
Feb 13, 2024
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 2 derivative transactions. It was filed on the trade date.

This filing was later replaced by the amendment 0001683168-25-001222 (Feb 25, 2025). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bunting EricCIK 0001702927Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 13, 2024Common StockAGrant or awardAcquired+220,000$10,000.00F1–9,738,438Direct
Feb 13, 2024Common StockAGrant or awardAcquired+220,000–F3–9,958,438Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 220,000 shares of common stock of Issuer.

Referenced by the price of 1 transaction in Table II.

F3

Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)