Hancock Richard B's Form 4 filing
Avid Bioservices, Inc. (CDMO) · filed Jan 10, 2024
- Accession no.
- 0001683168-24-000207
- Filed
- Jan 10, 2024
- Trade date
- Dec 13, 2023
- Filing delay
- 28 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $202.2K. It was filed 28 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hancock Richard BCIK 0001723288 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock, $0.001 par value | PPurchaseAcquired | +38,803 | $5.21F1 | +$202,163.63 | 117,563 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a weighted average purchase price per share. These shares were purchased at prices ranging from $5.11 to $5.27. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.